Notified Date Effective Date 1. Notification of Capital Market Supervisory Board Tor Thor. 1/2560 Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign
Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Fund manager Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board
Exchange Act 2535 92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices
Act 2535 113 12/03/1992 16/05/1992 2. Act Securities and Exchange Act 2535 114 12/03/1992 16/05/1992 3. Act Provident Fund Act B.E. 2530 9 30/11/1987 08/12/1987 4. Notification of Capital
117 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied) 03/06/2014 01/07/2014 Notification
characteristics of personnel in the capital market business of the 3rd category under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel
2535 103 12/03/1992 16/05/1992 2. Act Securities and Exchange Act 2535 104 12/03/1992 16/05/1992 3. Notification of Capital Market Supervisory Board Tor Lor Thor. 8/2557 Rules on Personnel in