case and found that the aforesaid persons jointly operated securities business without a license in violation of Section 90 of the Securities and Exchange Act B.E. 2535 (SEA). The said actions were

Bangkok, July 20, 2015 ? The SEC takes further actions under the securities and exchange law after the Department of Business Development (DBD) clearly indicated that disallowing shareholders to

attended by H.E. Sou Socheat, Deputy Director-General, Securities and Exchange Commission of Cambodia; Mrs. Vathana Dalaloy, Secretary-General, Securities and Exchange Commission Office of Lao PDR; Mrs

) for falsifying the company?s documents and accounts in violation of Section 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The SEC?s finding indicated that Somchit proceeded or permitted

platform for discussion as well as exchange of experience and insight on capital market development to have even more active role in each jurisdiction?s economy. The first one will focus on ?Opportunities

Bangkok, February 29, 2012 ? The SEC and the Association of Investment Management Companies (AIMC) have been concerned over the irregular closing price on December 30, 2011 of Gold exchange-trade

243(2) of the Securities and Exchange Act of 1992 and Sections 83 of the Criminal Code. Prayuth?s, Naruephol?s, and Ladda?s actions were liable to contravention of Section 243(1) and Section 244 of the

ลูกค้าในการลงทุนในผลิตภัณฑ์จากต่างประเทศ และตลาด The Chicago Mercantile Exchange และ The CBOE Futures Exchange ซึ่งเป็นตลาดสัญญาซื้อขายล่วงหน้าในสหรัฐอเมริกาที่อยู่ภายใต้การกำกับดูแลของ Commodity Futures

reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 14/2558 Re: Rules in Detail on the Prevention and Management of Conflicts of Interest __________________ By virtue

, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. --------------------- Notification of the Securities and Exchange