of clients? assets: deficiency of the verification process created risk of damaging client assets. It was found that during August 2014 to March 2015 many clients asked the company to add another
consequently affect confidence in securities business and the capital market at large; (2) Custody of clients? assets: deficiency of the verification process created risk of damaging client assets. It was
derivatives broker may invest or deposit a client's cash if complying with the following rules: (1) depositing with a commercial bank or other banks established under specific law or investing in certificates
deposit a client's cash if complying with the following rules: (1) depositing with a commercial bank or other banks established under specific law or investing in certificates of deposit issued by such bank
increase of 93.07 million baht or equivalent to 191 . 42% of the net profit for the same period of the previous year. This was due to the performance of the company according to the established strategies
fee as subsidiaries were established abroad. This caused additional travelling expenses and related expenses. The vehicle depreciation is 0.54 million Baht more as more tractors were bought from the
: _____________________________________________________ Home Jurisdiction: ________________________________________________________ [ ] 1. Form 69 – CIS full (completed by CIS Operator) [ ] 2. Evidence demonstrating that NRI CIS is legally established
Universal Worldwide Transportation Limited Established date 9 March 1995 Head office Unit B, 3/F, Mai Wah Industrial Building., No.1-7 Wah Sing Street, Kwai Chung, Hong Hong Capital Registered and paid-up
% share) established in 2014 at Hong Kong , business type is a holding company : Unimit Enginnering (Myanmar) Company Limited, wholly-owned subsidiary of Unimit (Hong Kong) Co., Limited. established in 2014