owners, in order to gain indirect benefits for himself. His actions are deemed as failure to honestly and fairly perform his duty in providing financial services, lacking of professional accountability or

called ?investment supermarket? to allow other potential intermediaries to enter the capital market, thereby providing investors with more convenient access, as well as comparative data of asset management

communicative value to the users of the report by providing a more informative and tailored reporting specific to clients? circumstances. This is in contrast with the present reporting approach consisting of

balance between facilitating business operations and fund raising and providing appropriate level of investor protection without imposing undue restrictions on their investment choices.?  

offering, allocation and subscription of the said newly-issued shares and being responsible for delivering the information and disclosing the relevant details to the SEC, the SET and other relevant sectors

times), including conducting any other actions in relation to the offering, allocation and subscription of the said newly-issued shares and being responsible for delivering the information and disclosing

. “investment consultant” means a person providing investment consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product

2003. (Translation) -3- Clause 2.3 In providing investment advisory service, the investment advisory company shall at least undertake to act as follows; provided that if it intends to arrange a mutual

, delivering a solid operating revenue of THB 199mn, an increase by 4.9% QoQ and 9.6% YoY. The Company reported net profit of THB 51mn, increased by 36.9% QoQ and 26.0% YoY. For more details of the Company’s

.This is because the nine-month period of the year 2019, there were an investment in many large-scale projects that those were in the process of delivering and inspecting. Therefore, those investments