in place a written agreement which provides that upon the client’s request for settlement of a civil dispute incidental to or in connection with the undertaking of the derivatives business, such
’ meetings, disclosure of REIT information to investors, or upon request of the SEC Office. 8 Added by the Notification of the Securities and Exchange Commission No. KorRor. 12/2557 Re: Rules for Being Settlor
Notification, upon request of the SEC Office, the auditors who have been approved by the SEC Office shall clarify, submit relevant documents or evidence, take action or not take action according to such request
request. Clause 30 In order to accurately and effectively address an incident in a timely manner, the relevant derivatives exchange shall take at least the following actions: (1) create a written plan to be
case an intermediary being [i] financial institution which is regulated by the Bank of Thailand or the Office of Insurance Commission or [ii] state enterprise under Ministry of Finance’s purview has
January 2016. Clause 4 In case an intermediary being [i] financial institution which is regulated by the Bank of Thailand or the Office of Insurance Commission or [ii] state enterprise under Ministry of
institution which is regulated by the Bank of Thailand or the Office of Insurance Commission or [ii] state enterprise under Ministry of Finance’s purview has already had independent director in accordance with
Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the
agency and state enterprise under the law on budgetary procedure; (8) the Financial Institutions Development Fund; (9) a juristic person having total assets of five hundred million baht or more, according
requiring that such state agency shall conduct negotiations with its disputing parties to mitigate the damage of the state and to ensure the justice for the people, provided that such negotiations shall be