connection, the Securities and Futures Commission of Hong Kong (“SFC”) and the Office of the Securities and Exchange Commission of Thailand (“SEC”) have agreed to develop a cooperative framework for cross

Securities and Exchange Commission of Thailand (“SEC”) have agreed to develop a cooperative framework for cross-border offerings of funds between Hong Kong and Thailand, and signed the Memorandum of

data directly from you by collecting from: Seminars/trainings/meetings/hearings/visits to the SEC Office; The Enterprise Content Management System (ECM) of the SEC Office. The SEC Office receives your

Notification shall come into force as from 1 July 2017. Chapter 1 General Provisions Part 1 Objectives of the Supervision of Derivatives Clearing Houses Clause 2 A derivatives clearing and settlement system is a

challenges in applying the guiding principles framework and to promote discussions, exchange of ideas and cooperation on various issues relating to business and human rights. SEC’s

เส่ียงขององค์กร (enterprise risk) (ถ้ามี) ซึ่งอย่างน้อยต้องครอบคลุมในเรื่องดังนี้ 1.1 การกำหนดกรอบการกำกับดูแลด้าน IT (IT governance framework) และการกำกับดูแลแผนงาน ด้าน IT ให้สอดคล้องกับแผนทางธุรกิจ

board of directors to better  understand its roles of driving business toward fruitful results and reasonably applying technologies to business operation in line with the National Strategic Framework or

, all within the framework of anti-money laundering laws.In the past, regulatory agencies were perceived by investors as slow in their work, which hindered the effective prevention of crimes in the

data-driven supervision whereby responses to change will be faster and risks exposed to investors and the financial system will be managed in a more timely manner. In so doing, we change the mindset and

been exploring the potential of having an AQI framework and we are currently actively engaging audit firms and company directors on this.?  The expanded auditor?s report will be implemented globally for