trading. The aforesaid actions of Shine were in contravention of Sections 243(1), (2) and 244 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code

system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code http://market.sec.or.th

in contravention of Paragraph 2 of Section 281/2 in conjunction with Section 89/7 and Section 312 of the Securities and Exchange Act B.E. 2535(1992), in conjunction with Section 83 of the Penal Code

conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty

above.In this regard, his offenses are deemed market misconduct related to securities trading under the Securities Law, and may be deemed an asset misappropriation under the Penal Code which is a predicate

Laksana and Sommart in this case is deemed a contravention of Section 242(1) of the Securities and Exchange Act B.E.2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code which is subject to

was in violation of Section 241 of the SEA in conjunction with Section 86 of the Penal Code. She agreed to enter the fining process. The Criminal Fining Committee fined her 333,333.33 baht

shares to 30 million shares. Such offences were in violation of Section 243 of the Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 and Section 86 of the Penal Code, and liable to

of Section 243(1)(2) and Section 244 of the Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 and Section 86 of the Penal Code, and liable to the penalties under Section 296 of

of Section 16 of the Derivatives Act B.E. 2546 (2003). The companies? actions were also deemed as defrauding the public under Section 343 of the Penal Code as they deceived others by (1) showing false