the regulations on sale promotion advertisement, engagement of introducing broker agent, and disclosure of brokerage transaction activities, which will come into force starting from 1 January 2022
Bee filed a cancellation notice to his broker, Globlex Securities Co., Ltd., in order to void the purchase transactions has no effect on the Sub-Committee?s opinion as well because the purchases of EIC
derivatives broker to ensure that policy, operational procedures, and personnel of those business operators related to money-laundering and terrorist financing are put in place. In 2010, the SEC and the Anti
......................................................................................................................................................................... ......................................................................................................................................................................... ..................................................................................................................................................................
approved the establishment of New Insurance Broker Company in Cambodia, with the capital registered of 300,000 USD, subscribed by AEON Thana Sinsap (Thailand) Plc. (“AEONTS”) of 150,000 USD and AEON
กองทุนส ารอง เลี้ยงชีพ” ผู้ประกอบธุรกิจ PF ที่เป็น broker และ ประสงคท์ ำ self -custody ให้ถือว่ำ เปน็ custodian ที่ ได้รับควำมเห็นชอบ ตำมประกำศนี้ และ ให้แจ้งกำรเปน็ self-custody ตอ่ ส ำนักงำนภำยใน 7
are allowed to also inform the SEC of the names of foreign business operators instead of only the names of the foreign personnel as previously required; 2. Modifying the requirements for notifying the
individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages