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Bangkok, October 29, 2014 ? The SEC is seeking public comment on draft regulations on prevention and management of conflicts of interest and proprietary trading applicable to business operators. The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5655

Proposed amendments to the rules on maintaining liquidity for mutual fund with a focus on fixed income investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=545

SEC Thailand’s Public Hearing on Revision of Regulation on Purchasing or Selling Listed Securities Outside the Securities Exchange

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=547

SEC Thailand’s Public Hearing on Draft on providing services of Portfolio Advisory and Program Trading guideline by ASCO

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=551

SEC Thailand’s Public Hearing on revision to the rules on providing investors to access mutual fund service more conveniently.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=571

SEC Thailand’s public hearing on proposed amendments to the regulations of limitations on unitholding in mutual funds

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=592

SEC Thailand’s Public Hearing on revision to the rules on adding equity intermediary license and private fund management license.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=620

SEC public hearing on drafted amendment on regulations to enhance securities companies and derivatives intermediaries’ customer complaints proceeding

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=666

SEC Thailand’s Public Hearing on Proposed Amendments to Regulations on Advertising and Sales Promotion of Mutual Funds

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=737

SEC Thailand’s public hearing on proposed amendments and drafted regulations on custody of clients’ assets by digital asset business operators

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=740