Bangkok, February 12, 2013 ? The SEC places a high priority on raising the quality of information disclosure of listed companies, particularly management discussion and analysis (MD&A) in the annual

concerning the limitation of the voting rights and the disclosure requirement over the one-third rule so that asset management companies can disclose such information to investors. The afore-mentioned

Bangkok, May 10, 2012 - The SEC Board and the Capital Market Supervisory Board have approved regulations on establishment and management of Real Estate Investment Trust (REITs) to offer a new

and SDG Impact Standards, Class 2.” This training aimed to educate participants on SDGs, SDGs-IMM (Impact Measurement and Management), and the importance of sustainability in business operations

| - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Risk Disclosure | - |- Books & Records

evaluative frameworks and management of sustainability impacts, as well as preparation of disclosure via Form 56-1 One Report according to established standards. The event was attended by 40 participants

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reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 14/2558 Re: Rules in Detail on the Prevention and Management of Conflicts of Interest __________________ By virtue

disclosure of the result of the transaction with a conflict of interest to clients, an intermediary shall proceed as follows: (1) disclose information on transactions for a mutual fund with the management

(Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section