, the SEC Board ordered Zipmex to return assets to its clients as per their requests.Later, at the meeting on 21 February 2024, the SEC Board considered that Zipmex had failed to comply with the

Cho Thavee Public Company Limited (CHO), the issuer of CHO212A, CHO21OA, CHO228A and CHO229A bonds, convened a bondholders’ meeting on 1 April 2025 but failed to meet the quorum required under the

to have failed to maintain sufficient quality control system in accordance with the professional standards, which will raise the investor protection and creditability of Thai capital market to be in

assets of EARTH Group of Companies at the approximate total value of 24 billion baht. However, EARTH failed to submit documents or reports in accordance with the SEC’s order. In addition to the violation

Earlier, the Civil Sanction Committee decided to impose civil penalties against the 40 offenders for manipulating AJD shares* but they either failed to acknowledge or refused to comply with the

applying for a digital asset exchange licence.? The applicants failed to meet the approval criteria regarding important work systems. For example, the systems for custody of client assets and Know Your

the disclosure of the information regarding the existence and the mining property rights over the two mines on 30 November 2018 had failed to include the complete information received from the company's

failed to verify the details of the debt prior to consolidating these sorts of debts in its liabilities and filing an application for a business rehabilitation process. Considering that the 11 directors

crisis at IFEC. He has also failed to carry out his duty for the benefit of IFEC and its shareholders. There have been many complaints against Mr. Suphanan, alleging that his behaviors have damaged both

point by the date, but should also cover the list of funds that have failed to do so, which means funds that never reached the trigger point or able to but after the determined schedule.The amendments