provide https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9323 SEC files a criminal complaint against Binance for operating digital asset business without license response but Binance failed to submit a
of Section 133 of the SEA. Additionally, in the case of Praphol, he failed to report the acquisition or disposal of FVC shares that triggered the five-percent threshold of the total voting rights, thus
failed to solve its deficiencies. Therefore, at its meeting on 21 February 2024, the SEC Board passed the following resolutions: (1) By virtue of Section 35, Paragraph 2, of the Digital
has considered that Nattapong failed to perform duties with loyalty* by committing wrongful acts against the investors’ assets, which was an offense liable to revocation of approval as securities
incurred the total damage of 6.95 million baht onto the investor. SEC has considered that {A} failed to perform duties with loyalty* by committing wrongful acts against the investor’s assets, which was
property rights over two coal mines in Indonesia, which EARTH had acquired from exchange of the company group’s assets at an approximate value of 24 billion baht. In this regard, EARTH failed to proceed
director and managing director, respectively, knew of the B/E issuance but did not perform their duties responsibly and honestly, and failed to have the B/E transactions in the KC accounting records, causing
mutual fund without authorization from the client. She did not clarify the details of the new fund and failed to assess the client's risk tolerance before giving investment advice, causing inappropriate
this case also revealed that there were weaknesses in UBS?s internal control and compliance systems which failed to detect the irregularities in this matter which had continued for over nine months. The