account but failed to prepare and disclose report on change in her securities to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board. Mr. Sasavat later

Form 56-1 One Report for the year 2023 within the period specified by the notification of the Capital Market Supervisory Board. SEC Act S.56(3)(4) Settlement Committee Meeting No. 6/2024

of the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(3)(4

notification of the Capital Market Supervisory Board. Mr. Worawoot Ounjai later filed the report (Form 59-2) to the SEC Office on 20 August 2024. SEC Act S.59 Settlement Committee Meeting No. 7/2024

to prepare and submit financial statement for Q3 year 2023 within the period specified by the notification of the Capital Market Supervisory Board resulted from the instruction or the failure to give

Board by failing to perform its duties with due care and preserve the interest of the debenture holders as would reasonably be expected of similar professionals. SEC Act S.46 Settlement Committee

Ms. Paweena Laowiwatwong Ms. Paweena Laowiwatwong, president and chairman of the executive board of The Union Mosaic Industry Public Company Limited (UMI), agreed or conspired with twelve other

Mr. Mitsuji konoshita On March 14, 2017, Mr. Mitsuji Konoshita, Chairman of the Board of Directors and Chief Executive Office of Group Lease Public Company Limited (“GL”) and its affiliates, informed

Mr.Wichan Mek Payap Between August 5, 2019 and May 6, 2020, Mr.Wichan Mek Payap a Chairman of the Board and a Director of PB Smart Farmer Public Company Limited (PB Smart), had offered PB Smart

audited financial statements for Q3/2020 and an interim management discussion and analysis (MD&A) for Q3/2020 within the period specified in the notification of the Capital Market Supervisory Board as a