and is subject to anti-money laundering and terrorist financing regulatory and oversight regime that is comparable to international standards accepted by the Office, e.g. Financial Action Task Force
by the Office, e.g. Financial Action Task Force (FATF) Recommendations. (2) the financial institution implements adequate and effective KYC/CDD process on clients, and (3) a written agreement has been
เงินแต่ละประเภท ดังนั้น สำนักงานจึงได้ยกร่างประกาศตามที่กล่าวในข้อ 1. ตามแนวทางในกฎหมายฟอกเงิน มาตรการของสำนักงาน ปปง. ข้อแนะนำของ Financial Action Task Force on Money Laundering (FATF) และแนวทางที่
conditions as prescribed in Division 4 of Chapter 4 or the action having been done as a duty by law; (6) avoids receiving or rewarding remunerations or any other benefits, whether in form of cash, things or
“fiduciary duty” พื้นฐานของการมี fiduciary duty นั้น โดยทั่วไปจะแบ่งได้เป็น 3 เรื่องหลัก ประการแรกจะคล้าย ๆ หน้าที่การเป็นพลเมืองดีคือต้องซื่อสัตย์สุจริต มีจรรยาบรรณ (duty of loyalty) เช่น ไม่ตัดสินใจหรือกระทำ
) (“Notifications on Acquisition or Disposal of Assets”). Therefore, the Company has the duty to disclose the information memorandum regarding the transactions to the Stock Exchange of Thailand (the “SET”) according
Power and Duty; (2) be a person who has been assigned to perform the same duty as bondholders’ representative under the law of the country wherein the foreign entity was registered, and such entity shall
Part 2, the approved foreign entity also has the duty to comply with the Notification of the Capital Market Supervisory Board concerning Selling of Newly Issued Debt Securities and Derivatives Warrants
SEC Office under this Notification shall be in accordance with the following criteria except when granted a waiver from the SEC Office as deemed necessary and appropriate: (1) the person having duty
) “prospectus” means a prospectus which is identical to a draft prospectus filed with the SEC Office; (12) “market maker” means a person appointed by a mutual fund management company to perform duty in managing