, reporting and disclosure of any actions where conflicts of interest may arise and proprietary securities trading. The consultation paper for draft rules is available on www.sec.or.th. Stakeholders and
included in the proposed revisions.The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile number at 0-2695
cause will not apply to funds of funds and feeder funds.The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or
paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile number at 0-2263-6479 or email address at apichaya@sec.or.th until
consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile number at 0-2695-9777 or email address at
technological change. SEC then proposes to amend processes related to the takeover regulations such as canceling hardcopy document submission, according to this consultation paper. The relevant reports can be
efficiency of business operations. The consultation paper is available until April 4, 2013.Business operators, securities and derivatives businesses, will be allowed to outsource activities directly
: Website: Contact person: Email: CIS operator is under the supervision of: Name of local representative: Contact person: Email: Name of local intermediary: Contact person: Email: Warnings: An investor
” , Online คือ “สงขอมูลเขาระบบ online” , P* คือ “สง hard copy เฉพาะหนาลงนามรับรองความถูกตองของขอมูล” , Paper คือ “สงรายงานขายที่พิมพจากระบบและลงนาม” ประเภทการเสนอขาย คําขออนุญาต Feature / Pricing แบบ
investors to examine or for submission to the Office upon request. Clause 4. The mutual fund management company shall arrange to have a statement in the summary prospectus under warnings and recommendation