the derivatives brokerage service under Paragraph 1, the derivatives broker shall provide all counterparties of derivatives contract being institutional investors . Clause 5 The provisions in Clause 21
derivatives brokerage service under Paragraph 1, the derivatives broker shall provide all counterparties of derivatives contract being institutional investors. Clause 54 The provisions in Clause 21, but only
controlling person being director of the Lessee, namely Mr. Korn Narongdej, being a director of the Lessee and also being the controlling person of the Lessor by holding the voting shares of the Lessor in the
company under Section 4 which issued debt securities. “Rehabilitation” means a company which has any one of the following characteristics: (1) being a company that the Thai court or the Foreign court has
there has been consultation on the required legislation and it is expected to be put before National Assembly by June 2018. In New Zealand, the Passport Rules are in the course of being incorporated into
/ActandRoyalEnactment/RoyalEnactment/enactment-digitalasset2018.pd... DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market
/enactment-digitalasset2018.pd... DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if
operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and
in the Thai capital market under certain limitations and clearly defined conditions. In this regard, the SEC Board would have the power to exempt businesses with certain characteristics from being