capital market business personnel has lapsed since 31 December 2019 and he is not performing duties at any securities company. SEC has therefore banned Somchai from being personnel in capital market

have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment

in fact the company had already been listed and its shares were being on Suspension Trading (SP) sign. Moreover, he failed to give relevant documents to the client before the client decided to invest

) Maj. Gen. Boonlert Jangnopparat, resulting in the number of directors being below the number required to constitute a quorum of a meeting as required by law. In this regard, the SEC has instructed Mr

Cement Public Company Limited (SCCC). Khumsup, who at the time was a former executive of SUPER, had an access to the material information by virtue of being assigned by SUPER to contact and coordinate with

. -------------------------------- Note: * {A} violated Clause 23(2), and {B} Clause 23(1), both being the prohibited characteristics of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory

) June 23-24, 2008. Earlier on February 17, 2011, the Settlement Committee under the Securities and Exchange Act B.E. 2535 (SEA) had imposed fines in the amounts of 16,071,788.32 baht and 4,563,791.25 baht

Authority (ACRA) and the SEC Thailand. The AARG roles extend to elevating audit oversight and quality in the region and being a channel for knowledge sharing and promoting ASEAN capital markets linkage

of six months as of June 30, 2017 constituted under large-size criteria of connected transaction. The Company is required to disclose information and get approval from the shareholders. The audit

understanding (the “MOU”) with Kendrick Global Limited (“KG”), a subsidiary of SSG Capital Partners III, L.P. (“SSG III”). Under the MOU, SSG III and its subsidiaries wish to engage in the debt restructuring of