Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial

, stimulating trading by sending bids and offers in small amounts at the same price level for several transactions, and stabilizing the price of those securities to mislead and lure the investing public into the

and bill payment transactions made via our four mobile and internet banking channels, i.e., K PLUS, K PLUS SME, K-Cyber and K-Cyber SME; these are the most sought-after services among our retail and SME

) ................................................................................................................................................................ 2. Type of the Applicant:  Juristic person established under Thai Law  Limited company  Public limited company  Stock Exchange of Thailand  Over-the-counter trading center  Association related

, executives, employees and others 8. Report on key operating results related to corporate governance 28 9. Internal control and related party transactions 33 Part 3: Financial Statements 36 Part 4

related party transactions 33 Part 3: Financial Statements 36 Part 4: Certification of Information 37 Attachments: Attachment 1: Details of directors, executives, controlling persons, the person assigned to

sales of securities and gains on trading and foreign exchange transactions. Other operating expenses rose Baht 824 million, or 5.20 percent, over the same period of previous year. Major financial ratios

securities, the Notification of the Capital Market Supervisory Board regarding establishment and management of collective investment schemes and Sections 59 of the Trust for Transactions in Capital Market Act

transactions. Clause 9 A securities company shall provide evidence on securities trading and maintain such evidence in full and updated condition for at least five years from the trading date, provided that the

securities with the counterparty. Clause 155 A securities company shall report information on the trading transactions of the securities registered with the Thai Bond Market Association in accordance with the