which is clearly state that any financial support must be taking into account the necessity and reasonability in doing, have fair condition and create the maximum benefit to the Company. In case of
continually use such method for calculation at all times, except in case of necessity where the securities company is unable to use such method, it may use the total net balance at the end of the prior working
. 7 net balance at the end of the present working day for calculation, the securities company shall continually use such method for calculation at all times, except in case of necessity where the
restructuring or [iii] with the waiver rendered by the SEC Office depending on necessity and appropriateness and for the benefit of the applicant and shareholders as a whole; (5) in case an applicant is a listed
Office’s Circular No. SEC.Khor.(Wor) 25/2550 Re: Guidelines for the Renewal of Approval for Investor Contacts dated 12 June 2007. Investment Advisor Supervision Department Tel. 0-2263-6071 Fax. 0-2263-6332
Phuvanatnaranubala) Secretary-General Enclosure: The Office’s Circular No. SEC.Khor.(Wor) 25/2550 Re: Guidelines for the Renewal of Approval for Investor Contacts dated 12 June 2007. Investment Advisor Supervision
equivalent position called otherwise, and such person shall be responsible for a line of work relating to securities services, securities operation, supervision of securities operation, or research on
operation, supervision of derivatives operation, or research on derivatives, or other similar lines of work regardless of the fact that such function provides services for other persons or for the benefit of