, which requires at least three fourths of the total voting shares of the attending shareholders, excluding those with a conflict of interest. The SEC advises MACO shareholders to study the
or cease innovations but should study and learn from them closely for the best management of risks, particularly systematic risks. Therefore, consumer protection policy can be set properly and
Subcommittee whose major role is to study and propose guidelines for building market competitive edge and promoting all stakeholders’ capacities. The Subcommittee’s objectives include promoting the public’s
not be in breach of LTF and RMF criteria. In all cases, investors should seek full information of the products and study it carefully before making an investment transaction via any platform, mobile
the market regulator and ASCO as a number of potential listed firms would become virtually invisible to investing public. ASCO agreed to further conducting study to tackle with the concern and was of
; (2.8) อื่น ๆ 15.45 – 16.30 Case study ประเด็นที่ได้จากการตรวจสอบ
(GPPC) เข้าร่วมประชุมด้วย สมาชิก AARG ประกอบด้วย ACRA สิงคโปร์ Audit Oversight Board มาเลเซีย Finance Professions Supervisory Center (PPPK) อินโดนีเซีย และ ก.ล.ต. ไทย ได้หารือร่วมกันหลายหัวข้อ อาทิ
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators