criteria Document Type -- Select Security Type -- Financial Statements Annual Registration Statement (Form 56-1) Annual Report (Form 56-2) Key Financial Ratio Issuer / Underlying / Securities Date From To
securities business | - |- Registration |- Paid up Capital |- Fees |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders
and Exchange Act, then a license from the SEC is required under the first paragraph. The application for a license or registration, the issuance of a license or the acceptance for registration shall be
Type -- Select Security Type -- Financial Statements Annual Registration Statement (Form 56-1) Annual Report (Form 56-2) Key Financial Ratio Issuer / Underlying / Securities Date From To Reset FINANSA