of business operators to support weekly reporting of granular data per client and per securities. The notifications* concerning the amendments will take effect from 1 December 2024 onwards.**Remark
qualifications. The Notifications* specifying the amended regulations have been published in the Government Gazette and have become effective since 16 August 2024. Remarks: * 1. Notification of the
required to meet and maintain financial qualifications. The Notifications* specifying the amended regulations have been published in the Government Gazette and have become effective since 16
notifications concerning the amendments will become effective from 1 July 2024 onwards.-----------------------------------Remarks:* Referring to audit firms that have no capital market auditors on their staff
. Additionally, the capital reduction must not violate any laws, regulations, or relevant accounting standards.The notifications of governing regulations** have been published in the Government Gazette on 12 June
warnings regarding client asset keeping on their websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store their
Following the issuance of the notifications relating to establishing SSF listed securities and the notification on waiving application and registration fees on 13 March 2020, SEC today met with
related to digital assets and securities. The two related draft notifications are: (1) the Notification concerning Determination of the Definition of “Executive” in Compliance with the Emergency
including knowledge sharing and promotion of environmental, social and governance (ESG)-focused investments, and (5) revision to the types and definitions of investors to be consistent in all notifications
Kong Special Administrative Region of the People's Republic of China signed by both Governments in 2019.Subsequently, the SEC is seeking public comments on three draft notifications in order to extend