giving advice concerning the investment or procurement for benefit from mutual fund assets to management company in any types of fund; “Securities exchange” means The Stock Exchange of Thailand
active cooperation with both public and private sectors to block investment fraud channels. The SEC aims to leverage technology to protect businesses and investors from IP-related threats, extending
protect WAVE?s interest in material matters, for instance, a veto right in relation to important resolutions and a put option exercisable when the project will not complete as planned. Nonetheless, IFA
information thoroughly and exercise their rights to protect their own benefits. In addition, they should seek further clarifications from the company?s directors and executives to obtain adequate information
[COMPANY NAME] Ref.: EFORL IR 024/2019 August 15, 2019 Subject: Management Discussion and Analysis Quarter 2 Ending 30 June 2019 To President The Stock Exchange of Thailand 1. Overview financial
investigation officer in his or her capacity, as the direct victims, in order to protect the interest of them and the company. Apart from the above, the Civil Penalty Committee resolved to impose a civil
from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of
for funds they manage Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits
information and exercise their rights to protect their own interests. They should also make necessary inquiries to the bondholder representative to obtain complete information before making an informed
. The bondholders are, therefore, encouraged to thoroughly review the information and exercise their rights to protect their own interests. They should also make necessary inquiries to the bondholder