The Securities and Exchange Commission (SEC), with the reports from the Krungthai Bank PLC and the SEC’s further investigation, found that in November 2021 Saowarat had misappropriated her client
barred her from holding any securities company management positions for six years. In case of {B}, she had used a client trading account to trade AMC shares for another person. The SEC found that Somchai
hereby issues the following regulations: Clause 1 Units of foreign collective investment scheme in the type of share is securities having investment characteristic similar with investment units. A person
connected person (Additional) 10/11/2020 17:40 Transaction to sell ordinary shares to connected person 10/11/2020 17:39 Entering transactions with connected persons for 2021 12/06/2020 17:05 Investment in
in accordance with the rules specified by the SEC. “originator” means a person that transfers or will transfer an asset to or places or will place an asset with a special juristic person https
Office; (2) any person who is in possession of property or documents belonging to the special purpose juristic person shall inform the provisional representative of its https://www.sec.or.th/TH/Documents