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. Notification of Capital Market Supervisory Board TorThor. 22/2553 Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type (Codefied) 01/06/2010
Determination of Undertaking not Deemed as a Derivatives Dealer
e-service Online Submission See canceled document Securities Dealer Business >> Dealer of capital market product denominated in foreign currency Type Title Section See Document Status Notified Date
Following an inspection report from Bank of Ayudhya, a limited broker dealer and underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Vanatsavadee, securities investment
Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak
e-service Online Submission See canceled document Derivatives Dealer >> Executives / Personnel Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market