the duties of fund supervisor correctly and completely; 3. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the

the duties of fund supervisor correctly and completely; 53. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the

the duties of fund supervisor correctly and completely; 53. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the

system ready for keeping assets into its custody; □ (3.8) System to coordinate with the custodian agent to ensure that the applicant is able to perform its duties accurately and completely as a custodian

its custody; □ (3.8) System to coordinate with the custodian agent to ensure that the applicant is able to perform its duties accurately and completely as a custodian; □ (3.9) System to ensure that the

or its staff. Clause 14 A management company shall require the representative to completely keep updated evidentiary documentation as for providing services to clients. In this regard, such documents

management company shall require the representative to completely keep updated evidentiary documentation as for providing services to clients. In this regard, such documents shall be made readily available for

of the REIT complies with the trust instrument and relevant laws; (4) governing that the REIT’s information is disclosed accurately and completely in compliance with the trust instrument and relevant

the company. Monitoring Activities 16. The organization monitors and evaluates to ascertain whether the components of internal control are completely present and suitably functioning. Questions Yes No

นิติบุคคลเดียวเท่านั้น การแบ่งหน่วยลงทุนออกเป็นหลายชนิด ไม่ได้ท าให้ความผูกพันรับผิด (liability) ของกองทุนที่มีต่อบุคคลภายนอกแยก ออกจากกันตามชนิดของหน่วยลงทุน โดยทรัพย์สินทั้งหมดของกองทุนจะอยู่ภายใต้ความ