to do so and she was not the investment consultant in charge of such client's account. Auracha later arranged for AEC back office to confirm the share transfer with a person who was believed not to be

Bangkok, December 23, 2015 ? According to the highly publicized news coverage on share transfers of a person, the SEC after probing into the case has imposed administrative sanctions on three

) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS Operator

) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to

” means any person undertaking business relating to buying or selling gold in Thailand. (3) “Major shareholder” means any holder or beneficial owner of shares in the amount exceeding ten percent of the

derivatives. (2) “Gold business operator” means any person undertaking business relating to buying or selling gold in Thailand. (3) “Major shareholder” means any holder or beneficial owner of shares in the

, at the purchase price of Baht 375,000; 2 The total purchase price amounts to Baht 5,375,000. It was further resolved in the Meeting that the managing director and/or the person to be authorized by the

/Documents/ActandRoyalEnactment/Act/translate-digital.docx translate-spv.docx the period prescribed by the SEC Office; (2) any person who is in possession of property or documents belonging to the special

https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx translate-spv.docx the period prescribed by the SEC Office; (2) any person who is in possession of property or documents

ALIGNMENT PUBLIC COMPANY LIMITED BJC: BERLI JUCKER PUBLIC COMPANY LIMITED BJCHI: BJC HEAVY INDUSTRIES PUBLIC COMPANY LIMITED BKD: BANGKOK DEC-CON PUBLIC COMPANY LIMITED BKI: BANGKOK INSURANCE PUBLIC COMPANY