B.E. 2535 (1992) (SEA) and imparting the false statement with the intention to mislead any person concerning price sensitive information in contravention of Section 238 of the SEA and thus liable to
, the SEC filed the criminal complaint against her with the DSI for further criminal proceedings. In any case, filing a criminal complaint commences criminal justice administration whereby any person
Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual
non-Thai nationals and omnibus account in other ASEAN countries to non-Thai nationals and omnibus account. Besides, measures against any person or group of persons wrongfully using Thai ASEAN CIS for
advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used website: www.ppi-advisory.com to lure investing public that it had very
Mr. Kavin Phongpandecha Mr. Kavin Phongpandecha, an authorized director of a digital asset broker called Bitazza Company Limited ("Bitazza") and an authorized person to certify the accuracy
person caused damages to EARTH. In addition, the acts mentioned above were assisted or facilitated by ten persons, including: trading partners and their authorized persons. This case is in the process