supporting the giving of advice for at least two years from the date on which such advice is given in Thailand. Clause 8 All notifications, orders and circulars issued under or prescribing guidelines for
guidelines for compliance with the Notification of the Securities and Exchange Commission No. SorThor. 2/2549 Re: Preparation and Maintenance of Information Relating to Derivatives Trading dated 8 February
guidelines for compliance with the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 4/2548 Re: Qualifications and Other Prohibited Characteristics of the Executives of Securities
prescribing guidelines for compliance with the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37/2548 Re: Qualifications and Prohibited Characteristics of Executives of Derivatives
laying out guidelines pursuant to the Notification of the Securities and Exchange Commission No. KorThor. 67/2547 Re: Initial and Maintenance Margins Requirements for Derivatives Trading in Derivatives
under or laying out guidelines pursuant to the Notification of the Securities and Exchange Commission No. KorThor. 67/2547 Re: Initial and Maintenance Margins Requirements for Derivatives Trading in
issued under or providing guidelines for compliance with the Notification of the Securities and Exchange Commission No. Kor Yor. 49/2547 Re: Licensing Derivatives Exchange and Derivatives Clearing House
audit quality control of the Audit Firm, the Audit Firm is requested to provide a clear and concise details of the policies and procedures on the audit quality control, in the manner according to the