foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis ; “retail client” means a client other than an institutional client; “inside information” means the

fund, manual, or operating check list and performance report. 2. Fund establishment procedure should be conforming to the characteristic of the mutual fund as follow: 2.1 In the case where the mutual

plan for establishment of the fund, manual, or operating check list and performance report. 2. Fund establishment procedure should be conforming to the characteristic of the mutual fund as follow: 2.1 In

https://standard.etda.or.th/rec (ขมธอ. 18-2561) 5 ไอเดนทิต ี(identity หรือ ID) หมายถึง คุณลักษณะ (attribute) หรือชุดของคุณลักษณะที่ใช้ระบุตัวบุคคลในบริบทที่ก าหนด Authoritative Source (AS) หรอืผูใ้หข้อ้

ี(identity หรือ ID) หมำยถึง คุณลักษณะ (attribute) หรือชุดของคุณลักษณะที่ใช้ระบุตัวบุคคลในบริบทที่ก ำหนด 13 ได้รับกำรยืนยันจำก ธพ. แล้ว บล. จึงด ำเนินกำรท ำ KYC ในขั้นตอนต่อไปตำมปกติ โดย บล. อำจขอข้อมูลเพ่ิม

Thienthong 2,500 25 Mr.Vich Waitoonkiat 2,500 25 Remark A par value is Baht 100 per share Relationship : None 3. General Characteristic of the Transaction 3.1 The Subscription of Newly Issued Shares The

50 Mr.Surakiat Thienthong 2,500 25 Mr.Vich Waitoonkiat 2,500 25 Remark A par value is Baht 100 per share Relationship : None 3. General Characteristic of the Transaction 3.1 The Subscription of Newly

50 Mr. Surakiat Thienthong 2,500 25 Mr. Vich Waitoonkiat 2,500 25 Remark A par value is Baht 100 per share Relationship : None 3. General Characteristic of the Transaction 3.1 The Subscription of Newly

of the depositary receipts for which the application is made: (1) The applicant or the offer for sale of depositary receipts has the characteristic or is of the format that is in compliance with the

firm which does not have the characteristic under Clause 11(2), such auditor shall make rectification to obtain the prescribed qualification within one hundred and twenty days as from the date of lacking