apply DLT to various processes, from issuance and offering for sale in the primary and secondary markets to post-offering processes related to corporate bonds, SME shares, mutual funds and derivatives
. The revised guideline mandates that 1) liquid assets of fund investment in Thailand be updated including their qualifications by item, for example, cash, bank deposits, bills of exchange, promissory
direct investment in infrastructure project, investment in rights in the project?s future revenue or investment in shares of company operating infrastructure project. Units of infrastructure trust can be
retail investors and prevent inproportionate share allocation to patrons and related persons of the issuing company in such a way that could control the IPO volume on the Stock Exchange of Thailand (SET
Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, used nominee accounts to subscribe and receive allocated shares for patrons of such companies. Such conduct was
solicited the public to make an investment with the company based on a scheme of the shares investment package started at 1,000 to 1,000,000 bath with a high return of 5 percent of dividend per week for 95
Securities and Exchange Act of Thailand B.E. 2535 (1992) (“SEC Act”) instructing the directors of EARTH to provide explanation about the reasonability of private placement, the company and shareholders’ best
The Securities and Exchange Act of Thailand B.E. 2535 (1992) (“SEC Act”) instructing the directors of EARTH to provide explanation about the reasonability of private placement, the company and
Exchange Act that knew or possessed the inside information of EARTH. That is, a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH