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Normal Approval Applicant’s personal record and firm’s profile Instruction a. If there is insufficient space for any section of the form, you may photocopy the relevant page(s) and submit as part of
of the Securities and Exchange Commission No. Kor Jor. 12/2567 Re: Rules, Conditions and Procedures for Granting Approval of Initial Coin Offering Portals (No. 11): (https://publish.sec.or.th/nrs
applying for a digital asset exchange licence.? The applicants failed to meet the approval criteria regarding important work systems. For example, the systems for custody of client assets and Know Your
Date : 23/02/2001 09:16:00 -Translation- 14 November 2017 Subject : Information Memorandum Concerning Acquisition of Assets Attention : President The Stock Exchange of Thailand Vanachai Group Public
Date : 23/02/2001 09:16:00 -Translation- 15 November 2017 Subject : Information Memorandum Concerning Acquisition of Assets (revised) Attention : President The Stock Exchange of Thailand Vanachai
. (additional information) Attn: President The Stock Exchange of Thailand Refer: Letter of Receiving financial assistance of subsidiary from the Company or connected person with reference No. FN-NWR 093/2561 on
undertaking of securities business without having obtained a license under Section 90 and subject to penalties under Section 289 of the Securities and Exchange act B.E. 2535 (1992), namely an imprisonment
The SEC, with the approval of the Capital Market Supervisory Board during its Meeting No. 11/2566 on 20 November 2023, views that – given the original intent of the introduction of NVDR is to support