, particularly the duties of the boards of directors, which are primarily responsible for setting policies and directions for businesses that must safeguard shareholders' interests. The SEC’s roles include
accordance with the regulations governing Sustainable and Responsible Investing Fund (SRI Fund). Investors could check the list of Thailand ESG Fund upon their complete registration with the SEC via this
approval as an ICO Portal of Longroot, effective on 5 August 2024.In any case, the SEC is responsible for overseeing that ICO portals comply with relevant regulations and maintain the qualifications
Thailand ESG Funds are also required to disclose their sustainability-related information in accordance with the regulations for the Sustainable and Responsible Investing Fund (SRI Fund). Once the fund has
in his capacity as the responsible person for the operation of Zipmex, which included ordering or acting and omitting to order or failing to act in any way that caused Zipmex to commit offenses in
._______________________Notes: * Liquidator means trustee, liquidator of trustee or an official receiver responsible for collecting, disposing of and allocating assets, including paying debts and expenses of the trust
Section 317/5 of the SEA. Jakkaphong, as a person responsible for the operations of the legal entity, caused JKN to commit the aforementioned offense. He is therefore subject to the same penalty under
time of the incident was a major shareholder with more than 50% ownership and served as an advisor to SVI, was responsible for setting business strategies and attended important meetings of SVI. He was a
ยกระดับศักยภาพตลาดทุนอาเซียนให้บรรลุตามวัตถุประสงค์หลักต่อไป_____________________หมายเหตุ : * Handbook for Cross-border Offerings of ASEAN Sustainable and Responsible Funds under ASEAN CIS Framework
investors). The SEC has therefore amended the relevant regulations for Vayupak Fund, as requested by the Vayupak Fund Office and the responsible asset management company, with the key points as follows