งาน และงานที่ outsource ต้องอยู่ภายใต้การก ากับดูแล ที่มีประสิทธิภาพ (effective supervision) ด้วย เพ่ือให้เป็นไปตามหลักการส าคัญของการ outsource ข้างต้น ส านักงานเห็นควรปรับปรุง หลักเกณฑก์าร outsource
of at least the following systems: (1) a system for governing, supervision, and risk management of the REIT’s investment, which support REIT manager to conform to the trust instrument and to protect
relating to the capital market, as well as the services provided by the SEC Office in which you may be interested so as to effectively perform its duties and supervision. In this regard, the SEC Office will
accordance with the ones established by the IFAC; 3 (4) “auditing advisory committee” means a body of persons appointed by the SEC Office to give advice and recommendations regarding supervision of auditors in
management or supervision, in materiality, to undertake business efficiently and in compliance with related laws and regulations and fair treatment to investor or client or; (c) lack of financial stability to
enterprise information technology and operating systems for information security; (2) supervision, monitoring and examinaion of compliance with the policies, measures and the operating systems under (1); (3
[such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives is for promoting and supervising derivatives intermediaries
investment units of foreign fund, such fund shall be in conforming to the following conditions: (a) it has to be under the supervision of a regulatory agency supervising securities and securities exchanges
instrument shall state a supervision measure on the issuing company to ensure that its investment complies with (1) and (2) as if any such investment is made directly by the trust. Clause 11 The stipulation
half of the total voting rights of the attending shareholders to be qualified for the independent director position). 9.4. Supervision of subsidiaries and affiliates The Company, whether operating as a