reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
, determine, amend the details of conditions or process an FKRMM including the signing of the Agreement, memorandums or any documents and liaison with government agencies or related regulatory agencies as well
exclusive) payable in the form of: [ ] [ ] · Bank draft / Corporate cheque / Cash · Receipt of money transfer [ ] 8. Other supporting documents ( please specify
the form of: [ ] [ ] - Bank draft / Corporate cheque / Cash - Receipt of money transfer [ ] 8. Other supporting documents (please specify) _________________________________________________ Please print
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market
documents, as well as the securities clearing house or central securities depository’s opinion. Clause 39 When facts and circumstances have changed, the Capital Market Supervisory Board may instruct the
trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker providing liquidity
documents, and contact with the relevant authorities or regulatory agencies, such as, the Department of Business Development, Ministry of Commerce, the Office of the Securities and Exchange Commission, the
MK, the arrangement on the source of funds, negotiate, make agreements, and sign the documents and contracts related to the mentioned, contact and submit any documents in relation to relevant processes