legislation under which the issuer operates, its country of incorporation and the address and telephone number of its registered office (or principal place of business if different from its registered office
specified characteristics: (1) monitor to acknowledge possession of any unqualified characteristic of the directors, executives, and controlling persons as prescribed in Clause 23. In case there is a certain
group of companies; - Shareholding diagram of the group of companies that identifies the shareholding proportions and the voting rights (if different from the shareholding proportions). In case of a
, and that a general advice is given regardless of the specific characteristic of an individual, therefore, prior to adopt an advice, the customer should consider the suitability with the purpose of
service provider shall not have any characteristic which may cause any ground to believe that there is a defect or inappropriateness in control and proper operation of business. Clause 19 An intermediary
regulations. In this regard, such measures shall at least ensure that a service provider shall not have any characteristic which may cause any ground to believe that there is a defect or inappropriateness in
regulations. In this regard, such measures shall at least ensure that a service provider shall not have any characteristic which may cause any ground to believe that there is a defect or inappropriateness in
shares with voting right; (15) a foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis; “retail client” means a client other than an institutional client
exceeding seventy-five per cent of the shares with voting right; (15) a foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis; “retail client” means a client
indirectly holds not less than 99 percent of total issued and fully paid-up shares 3. General characteristic of the transactions Master Service Agreement SPM SG is entitled to develop the Project Crossroads