191/43 CTI Tower 21st Floor, Ratchadapisek Road, Klongtoey Subdistrict, Klongtoey District, Bangkok, 10110 Tel. 0 2204 2601 Fax. 0 2204 2616 and proper actions including, signing of agreement
involved, Managing Director or the person appointed by Board of Directors shall negotiate, enter into agreement, decide, amend the details or conditions, and take any necessary and proper actions including
guidelines of practice that is proper and in compliance with this Notification, with which conformity to be deemed as compliance with the relevant regulations under this Notification; 3 (3) to allow the SEC
หน่วยลงทุน (Limited Broker Dealer Underwriter : LBDU) ที่ท าหน้าที่ในการขายและให้บริการด้านผลิตภัณฑ์หน่วยลงทุน บริษัทจัดการ บริษัทหลักทรัพย์ที่ได้รับใบอนุญาตประกอบธุรกิจหลักทรัพย์ประเภท การจัดการกองทุนรวม
the customer needs. 4.3 Participating Dealer (PD), the bank was the PD for the fund management companies which had the various fund types consists of debt instruments and equity instruments, retirement
life insurance, non-life insurance and health insurance. 4.3 Participating Dealer (PD), the bank is the PD for the fund management companies which have various fund types consisting of debt instruments
various insurance products for respond the customer needs. 4.3 Participating Dealer (PD), the bank was the PD for the fund management companies which had the various fund types consists of debt securities
/2562 และแก้ไขข้อ 11(5) ของประกาศ ที่ สธ.15/2558 ซึ่งแก้ไขโดยประกาศ ที่ สธ.45/2562) - เดิม : (1) ผู้ลงทุนรายใหญ่ (participating dealer: “PD”) และผู้ดูแลสภาพคล่อง (market maker: “MM”) ของกองทุนรวมอีทีเอฟ
). 4.2 Insurance Services, the bank has provided the life insurance and non-life insurance brokerage which had the various insurance products for respond the customer needs. 4.3 Participating Dealer (PD