Bitazza Company Limited Between September 22, 2024 and September 23, 2024, Bitazza Company Limited ("Bitazza") as a digital asset broker, failed to comply with the rules, conditions and

Bualuang Securities Public Company Limited Between 1 September 2022 and 15 September 2024, Bualuang Securities Public Company Limited (“Bualuang Securities”) maintained an internal investment

JKN Global Group Public Company Limited JKN Global Group Public Company Limited, a securities issuer, failed to prepare and submit the reviewed financial statements for Q1/2024 through the

Rich Asia Corporation Public Company Limited Rich Asia Corporation Public Company Limited, a securities issuer, failed to prepare and submit the audited financial statements for the year 2023 through

Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system

Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide the work system including appropriate and

System The measurement of total transactions By measurement in percentage of the Company Net Tangible Assets (NTA), total transaction is JPY 8.04 million or 2.4 million baht or 0.02% which less than 0.03

Group Lease Public Company Limited Group Lease Public Company Limited, a securities issuer, prepared and submitted the inaccurate audited financial statements for the year 2020 and the management

subsidiaries companies: Company Business Relationship with AEONTS AFS Finance - Major shareholders of AEONTS, holding 35.12% of AEONTS’s shares - Major shareholders of AEON Systems AEON Systems System

PATKOL PUBLIC COMPANY LIMITED PATKOL PUBLIC COMPANY LIMITED (“PK”), a listed company, had duties to prepare and submit a financial statement for the year 2022 through the transmission system of the