result of the application consideration shall be notified within five working days;2) Filing: to shorten the grace period of the registration statement from 14 to five working days and to waive the

must disclose material information in the Registration Statement and Draft Prospectus (“the Filing”) prior to the offering of such securities; (2) Requiring the Filing to be submitted via Form 69-1

annual registration statement for the year 2019 (Form 56-1) (25) the annual report for the year 2019 (Form 56-2) (26) the annual registration statement for the year 2020 (Form 56-1) or the annual

brokerage, dealing or underwriting of investment units (LBDU); (8) Registration of members of provident fund/ unit holders of mutual fund should be prepared accurately and completely; (9) Every operation

in the category of brokerage, dealing or underwriting of investment units (LBDU); (8) Registration of members of provident fund/ unit holders of mutual fund should be prepared accurately and completely

รการ รักษาความมั่นคงปลอดภัย [อ้างอิงจากข้อ 4.2] (2) การส ารองข้อมูล (backup) [อ้างอิงจากข้อ 8.3] (3) การควบคุมการเข้ารหัสข้อมูล (cryptographic controls) [อ้างอิงจากข้อ 6] (4) การป้องกันข้อมูลส่วนบุคคล

and reports as well as a backup system and an emergency plan for recovering information stored in an electronical form; (2) determining a password to access information stored in an electronic form and

and reports as well as a backup system and an emergency plan for recovering information stored in an electronical form; (2) determining a password to access information stored in an electronic form and

and reports as well as a backup system and an emergency plan for recovering information stored in an electronical form; (2) determining a password to access information stored in an electronic form and

Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and