until July 31, 2014.The Project was launched to raise awareness and accessibility to capital market among business operators in areas of research, development, science, technology and innovation as well
enhanced to prevent exploitation of investors. Market accessibility via technological channels will be promoted to facilitate fundraising of small-and medium business enterprises and start-ups, and
, compliance and information management, including the readiness of personnel; (4) having the result of the evaluation by the SEC Office regarding the management of the operational risk and the customer
system relating to operational management, compliance and information management, including the readiness of personnel; (4) having the result of the evaluation by the SEC Office regarding the management of
, collateral requirement and the preparation for readiness to cope with price volatility, etc.; (f) legal risk management, such as by using standard form contract or otherwise there shall be specifying the
marking to market, collateral requirement and the preparation for readiness to cope with price volatility, etc.; (f) legal risk management, such as by using standard form contract or otherwise there shall
, settlement and delivery of securities and assets, recording asset account of customers and funds, sale and redemption of investment units, NAV calculation or investment management. 8.2.4 Readiness of computer
security 6 8.2.4 Readiness of computer systems, network, equipments and backing up and recovery of important data, whereby it is able to recover the latest data as specified from equipments or storing