come into force as from 16 March 2007. Clause 2. In this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform securities brokering, dealing
SEC Office under this Notification shall be allowed to perform an audit work and affix signature in giving opinions on the auditing of the following businesses: (1) a company applying for an offer for
administrative panel or the SEC, as the case may be, for commencing the administrative proceedings under this Chapter. 3 Clause 7.1 The department in charge as assigned by the SEC Office to perform operational
shall be a statement indicating that such person [i] agrees to perform the duties as the trustee of the REIT after having studied the evidentiary documentation submitted to the SEC Office by the applicant
Notification to be complied with, the SEC Office may perform the following: (1) establish rules in clear detail to enable securities clearing houses and central securities depositories to practice in a
” means a prospectus which is identical to a draft prospectus filed with the Office; (12) “market maker” means a person appointed by a mutual fund management company to perform duty in managing the trading
identical to a draft prospectus filed with the Office; (12) “market maker” means a person appointed by a mutual fund management company to perform duty in managing the trading price of investment units of an
’ me o. 13/2018, ose 2 plots g Khon Kae gs at No. 67 Khon Kaen regard, the B tive Office Buildings to buildings s ence related on for permi perform any of comple ation Memo phoe Muean he extension nd
under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand (issued by CIS Operator
quality of its insurance portfolio toward a loss ratio insurance type and also perform a serious cost control. And the Company is expected to turn profit in 2019. Please be informed accordingly. Sincerely