identity of the client , the ultimate beneficiary for the securities trading of the client , and the controlling person of the client , and consider and arrange sufficient information or evidentiary
trading of the client, and the controlling person of the client, and consider and arrange sufficient information or evidentiary documentation to be informed of the client’s financial status and debt-paying
necessary to consider additional facts, the period of deliberation can be extended but not more than 90 days from the date when the application together with the correct and complete set of evidentiary
of evidentiary documentation, unless where it is necessary to consider additional facts, the period of deliberation can be extended but not more than 90 days from the date when the application together
information security; (3) define the recovery time objective (RTO) for information system and its priority to be recovered based on its criticality and potential impact; (4) consider redundant information
management under paragraph one hereof, or in the back office operation, the management company shall carefully consider selecting such persons suitable for the tasks to be designated, and shall also ensure
mutual fund, as the case may be. In the designation for investment management under paragraph one hereof, or in the back office operation, the management company shall carefully consider selecting such
case may be. In the designation for investment management under paragraph one hereof, or in the back office operation, the management company shall carefully consider selecting such persons suitable for