issues for improvement (if any). 6. List of audit engagement clients in the previous accounting period and the associated fee For the purpose of conducting audit quality control system inspection, the
issues, consider policies and regular work relating to employee matters and the engagement of other parties to prepare the operating system for the SEC Office/ meetings/ seminars/ MOU/other events/exchange
) dated 24 April 2007, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 March 2008. Clause 2. The
Establishment and Management of Funds (No.4) dated 24 April 2007, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the
Exchange Commission hereby issues the following regulations: Clause 1 . This Notification shall come into force as from 1 January 2010. Clause 2 . In this Notification: (1) The term “Executive” shall have
Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 January 2010. Clause 2. In this Notification: (1) The term “Executive” shall have the same
Offering for Sale of Units of Foreign Collective Investment Scheme dated 17 January 2018, the SEC Office hereby issues the following regulations: Clause 1 The following Notifications shall be repealed: (1
. 2535 (1992) , and Section 9(2) of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The following notifications shall be