outbound product has an intention to offer such product for sale in Thailand, regardless of whether such action is carried out by the intermediary, the foreign intermediary or the issuer or the offeror of
existing investors; (d) Any other action as deemed necessary for the interest of the unitholders; (e) Estimated costs or expenses and the entity expected to bear them (if any). 2. Offering for sale of Thai
cooperation of SEC, considered that a strong capital market infrastructure which process capability to support the changing economy and digital society could provide a solid foundation for further development
in accordance with international standards. On 19 August 2020, SEC in cooperation with TGO, launched an online training course for listed companies to prepare disclosure of carbon footprint information
completion of this cooperation agreement is an important step toward promoting the capital market as an investment source and fund mobilizer with credibility and contribute to the overall economic development
Secretary-General was of the view that the promotion of discussion approaches among the public sector, the private sector and investors would be possible if all believe that mutual cooperation will bring
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ผสานความร่วมมือกับ Asia Investor Group on Climate Change (AIGCC) จัดงานอบรมออนไลน์ในหัวข้อ “Developing a Climate Action Transition Plan
Kultangwatana, Director of the Sustainable Development Department, represented the SEC in a panel discussion on the topic "From Commitment to Action: Learning from Perspectives of Various Sectors.” She
(ก.ล.ต.) ในงานการประชุมภาคีการขับเคลื่อนการปฏิบัติงานด้านการเปลี่ยนแปลงสภาพภูมิอากาศของไทย (Thailand Climate Action Conference: TCAC) โดยมีนางสาวอาชินี ปัทมะสุคนธ์ ผู้ช่วยเลขาธิการ ก.ล.ต. ให้การต้อนรับ ณ
client and acted irresponsible for the consequence of her action. The SEC probed into the case and found that {A} had made trading decision for such client in a manner that executing orders prior informing