complex 2**) and specified a period during which his resubmission for an application for an approval as a capital market business personnel would not be accepted for a period of 10 years, effective from 4
was suspended until that date while the rest of suspension period was instead set as the period for acceptance of her re-application for approval as capital market personnel, effective as from April 27
the law*. The SEC, therefore, sanctioned the said four persons and the executive by suspension the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
investment consultant for a period of two months for failing to keep records of investment advice and clients' trade order instructions. Taking into account that he has already been suspended by his employer
calculation is based on the Company’s reviewed interim consolidated financial statements for the period of 6 months ended as of 30 June 2018. When combining with three transactions of disposal of asset during
measurement in several countries resulting a significant decrease across economic activities which expected a deep economic deceleration throughout the year. During the last period shrinking economy impacted
from the covid-19 situation resulting in higher expected credit loss amount during 3Q20 when comparing to the same period last year. For loan portfolio, the Bank continues to focus on asset quality
defects in its qualifications within the time period specified in paragraph two, the mutual fund management company shall request the SEC Office’s permission to change the mutual fund supervisor within 15
dropped from the same period last year as a result of lower revenue from sales and lower net profit comparing to 2Q2019. GFPT Group had total revenue from sales of THB 3,321.06 million in 2Q2020