, services or the operation of fund management, or service of brokerage, dealing or underwriting of investment units such as a fund fact sheet; (2) “Fund” means any mutual fund or private fund; (3) “Securities
underwriting of investment units such as a fund fact sheet; (2) “Fund” means any mutual fund or private fund; (3) “Securities company” means: (a) Management company; (b) Securities company performing the duties
Exchange Commission No. SorKhor/Nor. 37/2550 Re: Relaxation on Calculation and Announcement of Net Asset Value of Mutual Funds Investing in Equity Instruments Issued by PTT Public Company Limited By virtue
persons are as follows; Directors and Major shareholders of the Company Proportion of Share in the Company (%) Relationship with “ T- One” 1. Mr. Tan Passakornnatee 27.74% Mutual Major Shareholder 2. Mr
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client assets for personal gains by having his clients transferred payment for subscription of mutual fund investment units as well as their deposits into his own account. At the time of his wrongdoing
the establishment of crypto ETFs in Thailand in order to expand investment options for investors, particularly those seeking exposure to crypto assets through mutual fund mechanisms, with professional
mutual fund management All securities companies licensed to undertake securities business in the category of securities brokerage, securities dealing or underwriting of investment units All mutual fund