Bangkok, June 15, 2015 ' The SEC suspended {A}, a capital investment consultant for trading securities and derivatives on behalf of client. He worked with Globlex Securities Company Limited while the

the preparers? duties and responsibilities will be communicated through training courses and seminars along with the collaboration between the SEC and the Federation of Accounting Professions under His

for the same securities at the same prices. Disguising that the confirmation on security deposit was made by the client was failure to perform duties with honesty whereas trading securities and

, causing IFA unable to appraise the project value; (4) various risks associated with the acquisition of APU shares such as risk of fines payment to Myanmar government due to delay started of the project from

attending shareholders with the voting right excluding those with an interest in such transactions.  

clarifications from the company management before making an informed decision. In any case, the aforesaid transactions must be approved by at least three fourths of the attending shareholders with the voting right

documents and conducted client due  diligence in accordance with the law on money laundering suppression and other relevant laws. In cases where shareholders? representatives or proxies are other types of

their duties professionally, aware of their dignity with devotion, knowledge, and pride; so as to be recognized and set a good role model in exercising and protecting shareholders? rights; thereby making

agreed with the independent financial advisor that the price is inappropriate; thereby requesting shareholders to study and consider all related information including the financial advisor?s opinion.  The

and found that {A} had been authorized by his clients to make securities trading decisions on the client's behalf. He submitted trading orders with high trading volume for a certain period of time. {A