exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council

of this amendment is to ensure that customer complaints are handled appropriately, especially in the case where the operator failed to comply with relevant regulations. It also aims to ensure that

three fourths of the attending shareholders with the voting right, excluding the votes of the shareholders with a conflict of interest.SEC therefore advises NBC’s shareholders to study the details of

seminar at a hotel in Udonthani Province to solicit the attendance of some 100 persons, mostly elderly, to make an investment with the company by purchasing securities of Mandawee Sawasdee Public Limited

Bangkok, 4 December 2017 ? The SEC in cooperation with the Association of Provident Fund (AOP) has announced the 6th Best Provident Fund (PVD) Awards 2017 Project in search for the most outstanding

limit approved by the Court. As a result, the Planner was required to solve various problems and negotiate with advisors in order for them to continue their services whereby the Planner has currently

manner.  In this regard, SEC proposed this concept at a public hearing at the end of 2017, and had referred the comments for consultation with experts.  At this hearing,  SEC was open to comments for

financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the

it deserves. Consequently, certain issues have emerged such as audit fee pressure and the lack of auditors. The Value of Audit Research Project is a joint initiative between the SEC and the TFAC with

securities issuing companies or securities companies for a period of 28 or 60 months (as the case may be). While one offender agreed to comply with the sanctions imposed by the CSC, the other 13, namely (1) Mr