Bangkok, 29 January 2019 - The SEC has suspended approval for {A} as a capital market investment consultant for a period of three months and 22 days on the ground that she accepted an investor's
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or
Bangkok, 25 February 2019 ? The SEC is seeking public comments on the proposed rules for intermediaries to provide assisting tools to asset allocation and investment planning. This would allow
TXC Coin(5) TUC Coin(6) ICO by G2S Export(7) ICO by Singhcom Enterprise(8) ICO by Adventure Hostel Bangkok(9) ICO by Kidstocurrency SEC hereby notifies that the nine products above
Bangkok, 21 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Sarath Teganjanavanich and Ms. Malita Limlomwongse, for using inside information to buy shares of Thai Optical
Bangkok, 20 March 2018 ? The SEC is seeking public comments on the proposed amendments to the rules governing information disclosure and auditors of securities issuers to be more in line with the
Bangkok, 30 March 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Pinit Vongmasa and Mr. Chatchala Vongmasa, for using inside information to purchase shares of Padaeng Industry
, Sheikhul Islam Office’s representative, as moderator.The seminar on “Islamic Investors’ Investment Opportunities in Islamic Mutual Funds” was held at Al Meroz Hotel, Bangkok, and was attended by over 150
recognition of the value of audit. The Value of Audit seminar was organized on 2 December 2022 at Sofitel Bangkok Sukhumvit Hotel. More than 300 related parties and stakeholders attended the event which was
Bangkok, January 14, 2015 ? The SEC suspended Acting Sub-lieutenant Saroj Wannamanomai, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of