the account for the wrong purpose in contrary to the terms of service, and take action on the client who fails to comply with the terms of service, which shall include temporary suspension or

definition which is in line with what is stated in the aforesaid new rule. This is to ensure suitability and consistency with the investor’s qualifications and ability to accept associated risks.   The

affected client.  Nuchanart’s demeanors above were wrongful acts against investors, which were deemed failure to perform duties or give services with loyalty in accordance with the Notification of the

produced by SEC, will also be introduced in the event. It follows the story of “Nong Ton Khaw”, the protagonist, who learns about spending and saving, with easily understandable examples for kids to

The SEC has collaborated with the single form working group to develop the single form, which contains a standard information set. The working group consists of representatives from stakeholders in

failure to comply with, Section 26 and is liable to criminal sanction under Section 66 of the Digital Asset Businesses Emergency Decree, i.e., imprisonment for a term of two to five years and a fine of

The webinar aimed to equip professionals in the Thai capital market with a fundamental understanding of ESG factors and the knowledge of how to provide ESG-related services to their clients, as well

The SEC as a host, in association with audit regulatory agencies of Malaysia, Singapore, Indonesia, and the Philippines (AARG members), organized the 10th AARG Annual Meeting with Audit Firms on 15

2019, the representatives of SEC and ARFP member countries met with over 300 persons from the investment management companies  and from life insurance companies of Singapore and other countries in the

addition, Start to Grow microsite is one of the “New Year Gift 2021” projects from Ministry of Finance and related organizations and in accordance with cabinet resolution on 22 December 2020.” said