.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of
business operation. However, using information technology may cause certain risks arising from the operation of the securities company in various respects. Among other things, the SEC Office considers these
insurance business using inbound service and retail business. 2.2 Revenue from Contact Center Facility Outsourced for this quarter was THB 5.6 million, decreased by THB 2.2 million or 28.1% when compared to
media, it has been observed that the majority involve covertly using the SEC name and logo and the images of the SEC executives, relevant agencies and companies, and reputable individuals in the
with access to inside information and the spouse of one of AH’s executives – who is also a person possessing inside information – purchased AH shares using such inside information through his own
highlights of this year's report include Thai companies' ESG development: More listed companies have prepared sustainability reports using internationally recognized frameworks such as the
campaigns, was also concentrated in the accounts of those private fund clients. On the first trading day of TIGER shares on the mai (24 October 2018), Wichu began sending trading orders of TIGER shares, using
, 2016.In the case of Panita, she committed wrongful acts against clients? assets by using the client?s trading account to trade securities for her own personal gains or others? and making investment
client in an unprofessional manner.The actions of {C}, {D}, {F}, and {G} were deemed performing duties beyond the scope of employment, taking advantage of client by virtue of duties, and using client